SEBI

Central KYC Registry in India

24th May 2019

Central KYC Registry in India What is Central KYC REGISTRY? It is a centralized repository of KYC records of customers in the financial sector with uniform KYC norms and inter-usability of the KYC records across the sector with an objective to reduce the burden of producing KYC documents and getting those verified every time when […]

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Merchant Bankers License in India

23rd May 2019

Merchant Bankers License What is the definition of Merchant Bankers? It is a financial institution which primarily engages itself in underwriting & business loans, catering to the needs of large-scale enterprises & high net worth individuals. It can also be called as Investment Banking. They are experts in international trade which makes them specialists in […]

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Conversion Of NBFC Into Bank

23rd May 2019

What is Conversion Of NBFC Into Bank? NBFC have a phenomenal role to play in Indian economy to have sound sources of funding. As said by PN Vasudevan, Bank is like a marriage; NBFC is like a bachelor’s life; you enjoy it and have a lot of freedom but at the end of the day, […]

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Registration of Underwriters with SEBI

23rd May 2019

Registration of Underwriters with SEBI Who are underwriters under SEBI act? An underwriter is any entity or a corporate that evaluates and assumes another entity’s risk for a fee, such as a commission, premium, spread or interest. Underwriters operate in many aspects of the financial scenario, including the mortgage industry, insurance industry, equity markets, and […]

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Registrar and Share Transfer Agent Registration

23rd May 2019

Registrar and Share Transfer Agent Registration Who are Share Transfer Agents under SEBI Regulations? Registrars or transfer agents can be defined as establishments in the form of trust or institutions that registers and as well as maintains a complete record of transactions of the investors, for the benefit or convenience of Mutual Funds houses and […]

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